Financial Industry Regulatory Authority (FINRA)Degrees & Certifications Finra Exams Financial Terms DictionaryThe Financial Industry Regulatory Authority (FINRA) develops and enforces rules governing registered brokers and broker-dealers in the United States.Read More
Series 57Degrees & Certifications Finra Exams Financial Terms DictionaryExam Series 57 is an important exam for financial professionals.Read More
Series 66Degrees & Certifications Finra Exams Financial Terms DictionarySeries 66 essentially combines materials found in both Series 63 and 65. However, you must complete Series 7 as an additional condition for Series 66, which is not required for 63 or 63. 65.Read More
Series 7Degrees & Certifications Finra Exams Financial Terms DictionarySeries 7 is an exam and a license giving the holder the right to sell all types of securities except commodities and futures.Read More