- Prime brokerage refers to a set of services that investment banks and other large financial institutions offer to hedge funds and similar clients.
- A stockbroker is a financial professional who buys and sells shares at the behest of clients.
- The transfer agent plays a vital role as a link between the company registrar and the investor.
- The upper market is a network that includes large firms and institutional investors.
- Wirehouse is a full-service broker-dealer of any size.