A beneficial owner is a person who enjoys the benefits of ownership, despite the fact that the ownership of the property is registered in a different name.
Beneficial ownership is different from legal ownership, although in most cases the legal and beneficial owners are the same.
Publicly traded securities are often registered in the broker’s name for security and convenience.
Wealthy people who face legal action often use trusts as legal owners of property.
Arbitrageurs are investors who exploit market inefficiencies of any kind. They are necessary to ensure that inefficiencies between markets are smoothed out or kept to a minimum.
A central counterparty clearing house (CCP) is an organization, usually run by a large bank, that exists in European countries to facilitate the trading of derivatives and equities.
Delivered from ship (DES) was an Incoterm (an international commercial term) that applied to both inland and ocean shipping, and often to charter shipping.
Preliminary analysis in financial markets refers to the forecasting of various indicators, economic and financial, by evaluating past and present data and parameters.
Financial Information Exchange (FIX) is an information and data protocol used to distribute price and trade information to investment banks and broker-dealers.
A good delivery is understood as an unhindered transfer of ownership of a security from the seller to the buyer in compliance with all necessary requirements.
“Holding the market” refers to an illegal trading practice that attempts to support the price of a security after negative news has been published that would otherwise cause its price to fall.
A large trader is an investor or entity whose trades equal or exceed volume and market value thresholds set by the Securities and Exchange Commission (SEC).