• The Options Clearing Corporation (OCC) serves as the central clearing house and regulator of listed options traded in the US under the auspices of the SEC and the CFTC.

  • The OCC clears exchange trades for option contracts, interest rate composites, and single stock futures.
  • Value-added solutions provided by OCC include research services, investor education, customer support and marketing activities.
  • Changes were made to enable OCC to adapt its operations to manage risk more effectively in the aftermath of the 2008 financial crisis.