Your browser does not support JavaScript.
Series 7 is an exam and a license giving the holder the right to sell all types of securities except commodities and futures. The Series 7 exam covers topics related to investment risk, taxation, equity and debt instruments, packaged securities, options and pension plans. The purpose of the Series 7 license is to establish a level of competence for registered representatives in the securities industry. Financial Industry Regulatory Authority (FINRA)
September 25, 2022 The Financial Industry Regulatory Authority (FINRA) develops and enforces rules governing registered brokers and broker-dealers in the United States. Series 57
September 25, 2022 Exam Series 57 is an important exam for financial professionals. Series 66
September 25, 2022 Series 66 essentially combines materials found in both Series 63 and 65. However, you must complete Series 7 as an additional condition for Series 66, which is not required for 63 or 63. 65. Accredited In Business Valuation (ABV)
September 25, 2022 Accreditation in Business Valuation (ABV) is a professional title awarded to certified public accountants specializing in business valuation. Certified Financial Planner (CFP)
September 25, 2022 A Certified Financial Planner (CFP) is an individual who has received an official appointment from the Board of Certified Financial Planners, Inc. Certified Management Accountant (CMA)
September 25, 2022 Certified Management Accountant (CMA) indicates experience in financial accounting and decision making. Certified Public Accountant (CPA)
September 25, 2022 Certified Public Accountant (CPA) is a professional title given to qualified accountants. Chartered Financial Analyst (CFA)
September 25, 2022 The CFA Charter is one of the most respected designations in finance and is considered the gold standard in investment analysis. Commodity Trading Advisor (CTA)
September 25, 2022 A Commodity Trading Advisor (CTA) is an individual or entity registered to provide advice on commodity trading. Credit Analyst
September 25, 2022 Credit analysts analyze investments and the creditworthiness of borrowers to determine their potential risk to investors and lenders. Cum Laude
September 25, 2022 Cum laude is one of three “Latin awards” that educational institutions award to someone’s degree. Energy Risk Professional (ERP)
September 25, 2022 Energy Risk Professional (ERP) is a professional title conferred by the Global Association of Risk Professionals (GARP). Executive MBA
September 25, 2022 Executive Master of Business Administration (EMBA) is designed for working corporate executives and senior managers. Government Accounting Standards Board (GASB)
September 25, 2022 The Government Accounting Standards Board (GASB) is a private non-governmental organization that develops accounting standards for state and local governments. Institute for Supply Management (ISM)
September 25, 2022 The Supply Management Institute is a non-profit supply management association. Investment Manager
September 25, 2022 Investment managers are people or organizations who engage in all activities related to financial planning, investing and portfolio management for individuals or organizations. Japan Credit Rating Agency (JCR)
September 25, 2022 The Japan Credit Rating Agency (JCR) is Japan’s main credit rating agency providing ratings to corporate and financial bond issuers in Japan. Master of Business Administration (MBA)
September 25, 2022 MBA is a bachelor’s degree in business focused on management, business and entrepreneurship. Master of Public Administration (MPA)
September 25, 2022 The MPA is a master’s degree in public relations that prepares recipients of this degree for leadership positions in government and non-governmental organizations. Money Manager
September 25, 2022 A wealth manager is a person or financial firm that manages a portfolio of securities of individual or institutional investors. National Association of Certified Valuation Analysts (NACVA)
September 25, 2022 The National Association of Certified Appraisers and Analysts (NACVA) is a group of business professionals who provide valuation and litigation services. National Association of Realtors (NAR)
September 25, 2022 The National Association of Realtors (NAR) is a professional organization of real estate agents and other industry professionals in the US and abroad. Personal Financial Specialist (PFS)
September 25, 2022 Personal Financial Specialist (PFS) is a certification for Chartered Public Accountants (CPA) allowing them to expand their experience to include financial planning and asset management. Property Management
September 25, 2022 Property management is the supervision of a property by a third party. Public Good
September 25, 2022 Public goods are goods or services that benefit all members of society and are often provided free of charge through government taxes.